Self-regulatory organizations - PDFSEARCH.IO - Document Search Engine

Self-regulatory organizations
Results: 6954

#	Item
631	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 5, 2015 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, In Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 09:50:59 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Government United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
632	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 10, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-11 06:34:04 Options Clearing Corporation Financial markets Futures exchange Futures contract Chicago Board Options Exchange Mark-to-market accounting Stock market Finance Financial economics Financial system
633	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 11, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:55:16 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Direct Edge Self-regulatory organization Economy of the United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
634	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 30, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 09:54:08 Economy of the United States New York Stock Exchange Market maker Finance Financial markets Financial economics Investment
635	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 5, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 12:04:04 Finance Self-regulatory organizations Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial Industry Regulatory Authority Futures contract U.S. Securities and Exchange Commission United States securities law Financial economics Financial system
636	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]February 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:13:05 Financial system United States securities law Financial regulation Short selling 73rd United States Congress Regulation NMS Betting in poker Straddle Short Financial economics United States Securities and Exchange Commission Finance
637	Bloomberg STP LLC; Notice of Filing of Application for Exemption from Registration as a Clearing Agency Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 16:16:54 Financial markets Stock market Self-regulatory organizations Securities Depository Trust & Clearing Corporation Securities Exchange Act Security Broker-dealer Electronic trading Financial economics Financial system Finance
638	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 25, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 06:40:56 Funds Fixed income securities Structured finance Financial services Exchange-traded fund Asset-backed security Collective investment scheme Mortgage-backed security Security Financial economics Investment Finance
639	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]March 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 07:54:53 73rd United States Congress United States securities law Finance Securities Exchange Act Exchange-traded fund NYSE Arca U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Investment
640	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 19, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:10:48 Finance Stock market Financial regulation United States securities law Short selling Securities Exchange Act Regulation NMS Short U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Investment

UPDATE